Broker

A broker is a natural person who carries out one or more types of business for a brokerage company on the basis of employment or another legal basis:

• implementation of client orders;
• investment advisory services;
• management of financial instruments of clients.

If you wish to become a broker, you must be authorised by a member of the Ljubljana Stock Exchange.

To perform this occupation, a stockbroker licence issued by the Securities Market Agency on the basis of the conditions met must be acquired.

Conditions and evidence

• Stockbroker licence