Broker

A broker is a natural person who carries out one or more types of business for a brokerage company on the basis of employment or another legal basis:

  • implementation of client orders;
  • investment advisory services;
  • management of financial instruments of clients.

If you wish to become a broker, you must be authorised by a member of the Ljubljana Stock Exchange.

To perform this occupation, a stockbroker licence issued by the Securities Market Agency on the basis of the conditions met must be acquired.


Conditions and evidence

Last updated: 11. 08. 2015